Our dedicated Technology team can support your business locally, nationally, and internationally.
Your trusted partner in navigating financial regulation with confidence and clarity.
Start a conversationAt Bishop Fleming, our team work with a broad range of clients across the financial services sector. We understand the unique challenges faced by firms, from managing accounting, tax and FCA regulatory compliance (including CASS) to navigating regulatory capital requirements and Consumer Duty changes.
We act as statutory auditors for a wide variety of FCA-regulated businesses, including Independent Financial Advisers (IFAs), Wealth and Asset Management Firms, and Mortgage and General Insurance Brokers. Our team has deep expertise in MiFID investment firms and is experienced in delivering Limited and Reasonable Assurance CASS reviews, FCA interim profits reviews, and other related assurance services.
With our specialist knowledge and practical insights, we’re well-equipped to help your business remain agile in a fast-changing environment.
Navigating the complex and heavily regulated landscape of the financial services industry can be daunting. Staying ahead of the latest FCA rules, understanding their impact, and responding effectively is crucial to maintaining operational resilience and regulatory compliance.
We have an in-depth understanding of the challenges and potential pitfalls that businesses in the financial services sector face. Our team of specialists, spanning accounting, audit, tax, and business advisory, is committed to providing practical, realistic advice to support firms at every stage of their journey.
We also have particular sector expertise in M&A within the financial services sector. Our team understands the intricate issues involved in transactions and can guide you through every step. You can find out more by clicking here.
“I would like to thank Dave, Joe, Lindy and the Bishop Fleming team for their unwavering commitment and support. They have worked hard to understand our objectives, our business and the IFA sector more widely, helping us to execute and to navigate the complexities of the transaction to gain the right deal for the shareholders, staff and clients.”
Tim Quirke, Director and Shareholder of City Financial Planning
Our Financial Services experts combine technical expertise with a commercial mindset to deliver clear, actionable advice.
Whether you need advice on effectively managing audit, risk management, regulatory and compliance obligations, the team's expertise spans various sectors within financial services. This enables us to tailor our approach to your specific business needs.
Find out how we can help you and your business by speaking to a member of our team today.
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